Lucknow Consultant

ROC Compliance

ROC compliance in Lucknow refers to the compliance requirements set by the Registrar of Companies (ROC) in Lucknow. The ROC is responsible for registering and regulating the functioning of companies and limited liability partnerships (LLPs) in Lucknow.

LLP: The ROC compliances in Lucknow for LLPs include:

  1. Filing of Annual Return
  2. Filing of LLP Agreement
  3. Maintenance of books of accounts
  4. Appointment of Auditors
  5. Filing of Forms 8 and 11

Companies: The ROC compliances for companies in Lucknow include:

  1. Filing of Annual Return
  2. Maintenance of books of accounts
  3. Holding of Annual General Meeting (AGM)
  4. Appointment of Auditors
  5. Filing of Financial Statements
  6. Filing of Forms 20B, 21A, 23AC and 66
  7. Filing of Secretarial Compliance Report.

Note: Failure to comply with ROC compliances can result in penalties, fines, and even the striking off of the company/LLP from the ROC records.

In Lucknow, the Registrar of Companies (ROC) is responsible for overseeing the compliance requirements of different types of companies registered under the Companies Act, 2013. The following are the ROC compliances for different types of companies:

  1. Private Limited Company:
  • File annual returns (Form MGT-7)
  • File financial statements (Form AOC-4)
  • File directors’ report (Form MGT-7)
  • File secretarial compliance report (Form ADT-1)
  • Conduct an Annual General Meeting (AGM)
  1. Public Limited Company:
  • All the compliances required for a private limited company
  • File additional disclosures with the stock exchange (Form PAS-3)
  1. One Person Company (OPC):
  • File annual returns (Form MGT-7)
  • File financial statements (Form AOC-4)
  • File a confirmation of continuity of the sole member (Form INC-3)
  1. Limited Liability Partnership (LLP):
  • File annual returns (Form 8)
  • File statement of accounts and solvency (Form 11)
  • File LLP agreement (Form 2)
  1. Foreign Company:
  • File annual returns (Form FC-3)
  • File financial statements (Form FC-4)
  • File a certificate of registration (Form FC-5)

Note: These are general ROC compliances, specific requirements may vary based on the nature and size of the company and changes in laws and regulations. It’s advisable to consult a professional for specific compliance requirements.

ROC (Registrar of Companies) annual compliance refers to the legal requirements that a limited liability partnership (LLP) and a company in Lucknow must fulfill in order to maintain their registration and stay in good standing with the government. The cost, process, time involved, and documents required for ROC annual compliance can vary depending on the type of entity and the specific compliance requirements.